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SEC Reporting: Introduction (Currently Unavailable)

CPE Credit:	2 hours for CPAs

This two CPE hour course focuses primarily on the history and organization of the SEC, its Division of Corporation Finance and its key responsibilities, as well as common SEC forms filed by public registrants.

Note: This course does not contain audio.

Publication Date: May 2016

Topics Covered

Accounting

Learning Objectives

Identify the key responsibilities and divisions within the SEC
Identify the primary responsibilities of the SEC's Division of Corporate Finance
Recognize the various sections of the SEC's Corporate Finance Financial Reporting Manual
Recognize how to utilize the SEC's EDGAR database to retrieve SEC comment letters
Differentiate between the most common SEC forms filed with the SEC by public business entities

Level
Intermediate

Instructional Method
Self-Study

NASBA Field of Study
Accounting (2 hours)

Program Prerequisites
Basic understanding of SEC requirements

Advance Preparation
None

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